This is a virtual class for those who cannot attend in person on October 29th.
Who should attend
The program is designed for those new to BSA/AML/CFT as well as seasoned BSA/AML/CFT officers and assistants, operational and front-line staff, auditors, and management as all play a role in managing BSA/AML risk to the institution.
Why attend
- Statutory requirements require bank employees to have ongoing BSA/AML/CFT training from essentials to emerging risks
- Learn or refresh BSA/AML/CFT program requirements
- Learn BSA/AML emerging risks – What’s the latest drawn from auditors, examiners, and consent orders
Presenter
Leah M. Hamilton, JD, Director Education Services and Compliance Advisor, Sentry Advisors
With nearly 30 years of experience in the financial services industry, Leah is known for her passion, energy, wit and ability to engage audiences and clients in BSA/AML/CFT, Lending, Deposits and Compliance Risk Management.
Throughout her career, banks, credit unions, fintechs, and federal and state associations have engaged her for compliance advice and training at all levels: front line, compliance, audit, board and management, and state and federal examiners. Leah brings a common-sense approach to finding compliance solutions in plain-English.
Leah also serves as a faculty member of the SMU’s Southwest Graduate School of Banking (SWGSB) where she teaches compliance essentials, advanced compliance and compliance for new board members. She received her Juris Doctorate Degree from NIU College of Law and her Bachelor’s Degree from the University of Texas at Dallas.
Delivery Method and Program Level/Content
This is a live, group internet-based overview program. There is no prerequisites or advanced preparation needed. Each participant will receive a manual as a reference guide with vital information participants can use every day. The instructor will take time to discuss and answer questions that participants may have and will share important and practical information concerning the tax returns.
Continuing Education Credit
Attendees qualify for 6.5 hours of Continuing Professional Education (CPE) credit in the area of specialized knowledge and MUST be sure to sign in and out on the CPE attendance tracking sheet in order to receive credit. In accordance with the standards of the National Registry of Continuing Professional Education (CPE) Sponsors, CPE credits have been granted based on a 50-minute hour.
Tennessee Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors (150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417). Visit their website at www.nasba.org.
For additional continuing education information, administrative policies or complaints, call the TBA education department at 615-244-4871 or 800-964-5525.