BSA/AML Compliance Management

This seminar is a comprehensive overview of BSA’s record-keeping and reporting requirements and contains an introduction to suspicious activity reporting requirements as well as the mandate to implement a written anti-money laundering program. These elements are integrated in a practical analysis of how to establish, evaluate, and administer a working BSA compliance effort. All employees with BSA/AML responsibilities, particularly BSA officers and auditors, are required to participate in ongoing training. This program serves as a detailed introduction for new personnel and an important review for experienced personnel.

Presenter
Leah M. Hamilton, JD, Director Education Services and Compliance Advisor, Sentry Advisors

Schedule

8:30 a.m. Registration
9:00 a.m. Program begins
Noon Lunch
1:00 p.m. Program resumes
4:00 p.m. Adjourn

Continuing Education Credit
Attendees qualify for 6.5 hours of Continuing Professional Education (CPE) credit in the area of Specialized Knowledge for each session. Include NASBA sponsor statement.

This program will also be submitted for CE credit from ABA.