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BSA/AML Compliance Management

VirtualOctober 14Intermediate
Virtual Ticket

This past year has seen many BSA/AML changes and with more to come. With the Anti-Money Laundering Act of 2020, Corporate Transparency Act, PPP and EIP fraud, and personal accountability, Bank Secrecy Act/Anti-Money Laundering compliance programs are under heightened scrutiny. Rapid regulatory changes, guidance, socio-economic impacts, and a pandemic that continues to loom over us dictate that your BSA/AML compliance risk management program is essential more than ever.

This year’s BSA/AML Compliance Management Program incorporates a review of your institution’s BSA/AML technical compliance responsibilities and covers the required elements of your program. It is the annual review where everyone needs to remember their critical duties and the emerging risks potentially impacting your institution. This is essential training for both new and experienced BSA personnel.


Why Attend

  • Regulations require that every bank have an ongoing BSA/AML training program from essentials to emerging risks
  • Highlight key BSA/AML regulatory requirements, including updates 
  • Emerging risks, including those triggered by FinCEN’s priorities under AMLA and CTA, which may have immediate adjustments—and you need to ensure you don’t miss anything



  • BSA/AML CMP regulatory requirements, including beneficial ownership examination considerations and emerging risks
  • OFAC CMP requirements and recommendations
  • Currency Transaction Reporting (CTRs)
  • Suspicious Activity Reporting (SARs)
  • Record retention
  • Information sharing—more than 314 (a) and 314 (b)
  • Emerging risks
    • CTA beneficial ownership considerations and emerging risks 
    • Virtual currency
    • Digital assets
    • Human trafficking
    • Financial exploitation of the elderly 
    • Prompt cyber incident reporting that may just get that money back!


Who Should Attend

The program is designed for personnel who have responsibility for maintaining or auditing Bank Secrecy Act compliance efforts.


Continuing Education Credit

6.5 hours CPE credit in the area of Specialized Knowledge


Virtual Learning

A minimum number of virtual participants is required for the virtual program to be offered.

TBA’s Virtual Live Training option allows for one participant per paid registration. The paid registration gives access to program resources for effective learning. If additional attendees would like access to the program resources—including but not limited to online link/connection, program manuals, and interaction with the facilitator/speaker—an additional paid registration is required.