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Senior Compliance Officer Forums

LocationSession DatesProgram Fees
TBA Barrett Training CenterDecember 1, 2021All Four Sessions: $1,200
February 1, 2022After November 17, 2021: $1,250
June 30, 2022Contact Sheena Frech to Register
September 8, 2022

As the senior compliance officer for your bank, you need to stay up-to-date on all compliance issues affecting financial institutions. Your job requires many skills, much experience, and a lot of research and hard work—and no one knows that better than other people in your position. The 2021-2022 Senior Compliance Officer Forums provide an opportunity to benefit from the skills, experience, expertise, and perspective of your peers.

Facilitated by Connie Edwards, CRCM, shareholder, Saltmarsh Cleaveland & Gund, these forums will bring together senior compliance officers in a small-group setting to exchange ideas freely, dissect challenges openly, and discuss solutions that can improve the performance of your bank in the area of compliance.

These meetings are held on a quarterly basis (four times per year) at the TBA Barrett Training Center in Nashville.

The cost of membership in the annual forums is $1,200 and includes all four 2021-2022 sessions.

Topics Discussed
Agenda discussions are based on current topics and issues. The following are some of the issues addressed in past forums:

  • Compliance exam issues—both lending and deposit
  • Possible regulator hot topics
  • Compliance challenges/successes
  • Boards of directors and officer issues
  • BSA exam challenges/topics
  • Compliance officer education and resources
  • Current and proposed regulatory agency compliance issues
  • Networking opportunities with your compliance peers

 

Program Instructor/Facilitator
Connie Edwards, CRCM, is a shareholder in the Financial Institution Advisory Group of Saltmarsh, Cleaveland & Gund. She has two decades of in-depth experience in ensuring community bank organizational policies and procedures comply with applicable state and federal laws and regulations. Her areas of expertise include development and implementation of risk-based compliance audit programs, in addition to a wide range of legal and regulatory affairs knowledge in both private and corporate practice environments. She previously served as President and CEO of her own compliance consulting practice Banc Compliance Group, LLC, where she worked extensively with institutions regulated by the Federal Reserve’s Atlanta and St. Louis District offices; the Office of the Comptroller of the Currency; and the Federal Deposit Insurance Corporation.

Schedule
8:30 a.m.—Registration
9:00 a.m.—Program begins
Noon—Lunch
1:00 p.m.—Program resumes
3:00 p.m.—Adjourn

Continuing Education Credit
Attendees qualify for 5.5 hours of Continuing Professional Education (CPE) credit per session in the area of Specialized Knowledge.

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