2204-7 Banking and Regulatory Compliance Senior Auditor

Banking and Regulatory Compliance Senior Auditor
LOCATION: Knoxville, TN


PYA is seeking a Banking and Regulatory Compliance Senior Auditor to join its high-performing and privately-owned firm with a dynamic culture and a strong national reputation. This individual will be a member of the PYA Audit & Assurance Services Team.



  • Lead, review, participate in, and assist other colleagues in the management of internal audit and compliance engagements for PYA financial institution/banking clients
  • Utilize understanding of lending and depository regulations so as to advise PYA clients on best practices
  • Assess, develop, and implement sustainable compliance risk management structures and processes, including sustainable compliance risk management structures and processes-, risk assessment, monitoring and testing, training, corrective action and reporting and supporting compliance technologies
  • Manage multiple client engagements, producing the highest quality work products, and providing excellent customer service
  • Works in collaboration with the PYA executive team and other service lines to offer complete business solutions to clients
  • Exhibit project management capabilities and accountability to ensure successful engagement results
  • Lead and assist the Audit and Assurance Services team with other accounting projects as needed




  • CRCM (Certified Regulatory Compliance Manager) designation preferred
  • 2+ years of banking and regulatory compliance experience with a public accounting or consulting firm preferred
  • Experience building relationships with financial institutions
  • Understanding of banking laws and regulations, including consumer compliance requirements (e.g., lending and depository regulations)
  • Excellent written and oral communication skills
  • Person of sound judgment, that can manage risks effectively and efficiently
  • Ability to lead others and work effectively as a team
  • Client-oriented work ethic, delivering high-quality results



Click here to apply or email resume to careers@pyapc.com.

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