2405-3 Compliance Officer

Position: Compliance Officer


Position Summary:

We are seeking a Compliance Officer to assist in day-to-day compliance support for Bank3 and oversee adherence to Federal and State Consumer Compliance Regulations. The Compliance Officer will assist with conducting in independent audits, complete regulatory risk assessments, provide monitoring and reporting for Fair Lending and the Community Reinvestment Act, support the Bank Secrecy Act Officer as needed, and work on projects to improve processes, procedures, deliver training and other duties as assigned. This position will be a subject matter expert with knowledge of lending and deposit regulations. The ideal candidate will have a current working knowledge of ECOA, HMDA, FCRA, RESPA, TILA, TISA, EFTA, UDAP, Flood, and CRA.


Essential Duties and Responsibilities:

  • Assist with the development, administration and monitoring of Bank3’s Compliance Management System to ensure the Bank’s compliance with all applicable consumer protection laws and regulations, as well as Regulation O, BSA/AML, Fair Lending and Community Reinvestment Act.
  • Conduct CRA, fair lending and HMDA data analysis.
  • Assist with completing annual compliance risk assessments that will be presented to Executive Management and the Board of Directors.
  • Conduct periodic review and assessments of various compliance regulations applicable for all departments of the Bank.
  • Prepare accurate and objective written reports upon completion of audits/compliance reviews which offer constructive recommendations for improving compliance with laws and regulations when inadequacies are identified in existing systems and functions.
  • Monitor management responses to identified audit/compliance findings to assure adequate measures are taken to correct deficiencies.
  • Act as an in-house expert to provide compliance advice and guidance to management and staff, addressing any compliance questions and appropriate resolution of regulatory violations.
  • Provide updates and explanatory materials on laws and regulations changes/updates to impacted departments. Partner with departments to define and implement policies, processes, procedures to ensure compliance with applicable regulations.
  • Review marketing material, customer communication and development of new products/services/promotional campaigns to ensure compliance with applicable laws and regulations.
  • Assist with providing periodic applicable regulatory compliance education and training, including annual assignment of vendor supported technology-based courses, as well as the development and delivery of supplemental material.
  • Create and maintain trust by working as a valued business partner with business units and senior leadership to manage compliance efforts at all levels of the organization.




  • Must have a minimum of 5 years’ experience in Regulatory/Consumer Compliance, Internal Audit, or Legal department of a bank or financial services company.
  • Excellent written and verbal communication skills.
  • Ability to read, analyze, and interpret federal and state regulatory requirements.
  • Strong organizational skills with ability to manage multiple priorities and projects, perform duties under time pressures, prioritize workflow and follow up, meet deadlines.
  • Compliance-related professional certification, such as Certified Regulatory Compliance Manager (CRCM), Certified Financial Services Auditor (CFSA), or Certified AML and Fraud Professional (CAFP) is preferred but not required.


Salary – Negotiable; commensurate with experience and qualifications.


Qualified candidates may send resumes to jriley@bank3.com.

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