Loading Events

BSA/AML Compliance Management

Location:TBA Barrett Training Center, Nashville
In-Person Date:September 19, 2023
Early Registration Ends:September 5, 2023
Virtual Date:September 26, 2023
Early Registration Ends:September 12, 2023
Pricing
Member
Non-Member
In-Person
$295
$590
Virtual
$270
$540

This seminar is a comprehensive overview of BSA’s record-keeping and reporting requirements and contains an introduction to suspicious activity reporting requirements as well as the mandate to implement a written anti-money laundering program. These elements are integrated in a practical analysis of how to establish, evaluate, and administer a working BSA compliance effort. All employees with BSA/AML responsibilities, particularly BSA officers and auditors, are required to participate in ongoing training. This program serves as a detailed introduction for new personnel and an important review for experienced personnel.

 

Topics
During the BSA/AML Compliance Management Program, we will cover:

  • BSA/AML CMP regulatory requirements
  • OFAC hot buttons
  • Currency Transaction Reporting (CTRs)
  • Suspicious Activity Reporting (SARs)
  • Record retention
  • Information sharing
  • Emerging risks—focus on fraud
  • Peer-to-Peer (P2P)
  • Synthetic identity fraud
  • Virtual currency
  • Financial Exploitation of the Elderly update
  • Fraud Risk Assessment

 

Presenter
Leah M Hamilton
Vice President and Sr. Consultant
ProBank Austin

 

Schedule
8:30 a.m. Registration
9:00 a.m. Program begins
Noon Lunch
12:30 p.m. Program resumes
4:00 p.m. Adjourn

 

Continuing Education Credit
Attendees qualify for 6.5 hours of Continuing Professional Education (CPE) credit in the area of Specialized Knowledge for each session. Include NASBA sponsor statement.

This program will also be submitted for CE credit from ABA.

Registration

Event Type(Required)
Attendee Type(Required)
Hidden
Addons